Investment Advisory Representative - IAR

Personnel that work for investment advisory companies whose main responsibility is to provide investment related advice. According to regulations, IARs can only provide advice on topics on which they have passed the appropriate examinations.

In addition to passing the appropriate exams, an IAR also must be registered with the proper state authorities. In order to expand their knowledge about financial products and principles, many IARs hold either the Certified Financial Planner (CFP®) or Chartered Financial Analyst (CFA®) designations.

Investment dictionary. . 2012.

Look at other dictionaries:

  • Registered Investment Advisor — Investment Advisor (IA) is a non formal designation describing a person or firm in the United States who has registered with the U.S. Securities and Exchange Commission or state regulatory agency (where the primary business is situated or… …   Wikipedia

  • People's Representative Council — Dewan Perwakilan Rakyat …   Wikipedia

  • China Investment Corporation — Type Sovereign wealth fund Industry Investment service Founded Beijing, China (2007) …   Wikipedia

  • International Centre for Settlement of Investment Disputes —   ICSID in force   ICSID …   Wikipedia

  • Cambridge Investment Research — Cambridge Investment Research, Inc. is a broker/dealer based in Fairfield, Iowa. Cambridge Investment Research, Inc., also known as The Fee Experts, is a leading independent Broker/Dealer specializing fee based advisory solutions. Based in… …   Wikipedia

  • Mizuho Securities — headquarters in Ōtemachi, Tokyo Mizuho Securities Co., Ltd. (みずほ証券株式会社, Mizuho Shōken Kabushiki gaisha …   Wikipedia

  • Morgan Stanley — Type Public company Traded as NYSE: MS …   Wikipedia

  • FutureView Financial Services Limited — Infobox Company company name = Futureview Financial Services Limited company company type = Privately held foundation = 1993 location = Lagos State key people = Elizabeth Ebi, MD/CEO Diamond Uju, Director Tochukwu Kemakolam, Company secretary… …   Wikipedia

  • Sada Cumber — Infobox US Ambassador name=Sada Cumber imagesize = 150px order=1st ambassador from=United States country= the Organisation of the Islamic Conference term start =March 3, 2008 president= George W. Bush predecessor = First Special Envoy successor …   Wikipedia

  • World Financial Group — Infobox Company company name = World Financial Group company type = Subsidiary parent = AEGON foundation = 2001 (under AEGON ownership) location = 11315 Johns Creek Parkway Duluth, Georgia 30097 1517 industry = Financial services products = Life… …   Wikipedia

  • Mauritius Commercial Bank — Ltd Type Limited liability company Industry Financial Institution Founded 1838 Founder(s) Mr. James Blyth …   Wikipedia

Share the article and excerpts

Direct link
Do a right-click on the link above
and select “Copy Link”

We are using cookies for the best presentation of our site. Continuing to use this site, you agree with this.